Kwami Austin is a registered investment advisor, based in Aurora, CO, with 18 years of industry experience. Kwami is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Aurora, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
M1 Finance LLC
March 2026 - Present · 7 mos
M1 Finance LLCBroker
March 2026 - Present · 7 mos
M1 Advisory
March 2026 - Present · 7 mos
Previous Registrations
Robinhood Securities, LLCBroker
January 2023 - November 2024 · 1 yr 10 mos
Robinhood Financial, LLCBroker
June 2021 - November 2024 · 3 yrs 5 mos
Advice and Planning Services
May 2008 - November 2020 · 12 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2006 - November 2020 · 14 yrs 8 mos
T. Rowe Price Investment Services, INC.Broker
November 2005 - March 2006 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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