Terry Wu
Terry Wu is a registered investment advisor at Tdirection Asset Management, based in San Francisco, CA, with 19 years of industry experience. Terry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 23 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TDIRECTION Asset Management charges a quarterly investment advisory fee based on a percentage of the assets they manage. The fee ranges from 0.8% to 1.2% annually, calculated based on the market value of the account at the end of each quarter. The fee is paid quarterly in arrears. Clients are responsible for brokerage commissions and other fees. At TDIRECTION's discretion, they may combine the account values of family members to determine the applicable advisory fee.
Location
2409 25th Ave,, Suite 100, San Francisco, CA, 94116
Get directionsHistory
Regulatory History (6)
Criminal
August 2020Regulatory
June 2018Regulatory
November 2017Employment Separation After Allegations
October 2016Employment Separation After Allegations
January 2016Customer Dispute
April 2013Other Business ActivitiesSells Insurance
Terry is a limited partner in TD & Christy Insurance Agency, LLC, overseeing business performance. This takes a few hours per week and does not occur during normal advisory business hours.
Employment History
Current Registrations
Tdirection Asset Management
Previous Registrations
Ni Advisors
Ni AdvisorsBroker
USA Financial Securities CorporationBroker
USA Financial Securities Corporation
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.