Dawn Moses is a registered investment advisor at Sensible Financial Solutions, LLC, based in Kalkaska, MI, with 17 years of industry experience. Dawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3 clients with $590K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Household accounts are combined to determine fees. Fees may be negotiable.
Fee Estimator
Location
114 S. Cedar Street, Kalkaska, MI, 49646
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dawn is involved in several outside business activities, including tax preparation (about 10-20% of their time during tax season), private piano instruction (a few hours per week), and part-time employment with Intuit (about half their time). Dawn also holds various positions in local organizations and committees, requiring minimal time commitments.
Employment History
Current Registrations
Sensible Financial Solutions, LLC
Previous Registrations
PNC Investments
PNC InvestmentsBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.