John Dunlap is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2400 Lakeview Parkway Suite 300, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2024 - Present · 1 yr 9 mos
Morgan Stanley
August 2024 - Present · 1 yr 9 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2017 - July 2024 · 6 yrs 8 mos
J.P. Morgan Securities LLCBroker
November 2017 - July 2024 · 6 yrs 8 mos
UBS Financial Services INC.Broker
November 2012 - December 2017 · 5 yrs 1 mo
UBS Financial Services INC.
November 2012 - December 2017 · 5 yrs 1 mo
Strategic Advisers, INC.
October 2009 - November 2012 · 3 yrs 1 mo
Fidelity Brokerage Services LLCBroker
July 2009 - November 2012 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2006 - April 2009 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - April 2009 · 2 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.