Randy Polizzi is a registered investment advisor at Morgan Stanley, based in Sandy, UT, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 West Civic Center Drive, Sandy, UT, 84070
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Regulatory History (1)
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Customer Dispute
November 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
November 2025 - Present · 6 mos
Morgan Stanley
November 2025 - Present · 6 mos
Previous Registrations
Morgan Stanley
March 2023 - December 2023 · 9 mos
Morgan StanleyBroker
December 2022 - December 2023 · 1 yr
E*trade Capital Management, LLC
February 2011 - September 2023 · 12 yrs 7 mos
E*trade Securities LLCBroker
February 2008 - September 2023 · 15 yrs 7 mos
PNC Investments
October 2006 - May 2007 · 7 mos
PNC InvestmentsBroker
October 2006 - May 2007 · 7 mos
Ameriprise Financial Services, INC.
March 2006 - August 2006 · 5 mos
Ameriprise Financial Services, INC.Broker
January 2006 - August 2006 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.