Brian Spatola
Brian Spatola is a registered investment advisor at Heron Equity Management, LLC, based in Indialantic, FL, with 20 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 36 clients with $5.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Heron Equity Management offers several investment management options, each with different fee structures:
- Direct Asset Management: 2% of your portfolio per year.
- Co-Advisor Services (with Gradient Investments): Fees range from 1.00% to 2.00% annually, split between Heron Equity Management and Gradient Investments, depending on the portfolio type (Strategic, Tactical, Allocation & Defined Outcome, Preservation). There is also a Client Directed Account option with a flat $300 annual fee.
- Third Party Managers (VestGen): Fees range from 1.10% to 1.80% annually, split between Heron Equity Management and VestGen, depending on the amount you invest.
- Annuity and Life Management: Up to 1.5% of the assets managed annually.
- Performance-Based Fees: 2% of your portfolio or 20% of the annual portfolio performance above 8%.
Location
442 4th Avenue, Indialantic, FL, 32903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a member of BT Spatola & Associates LLC for tax reporting purposes, dedicating minimal time. Brian is also a sole proprietor and insurance agent, spending a few hours per week on insurance sales.
Employment History
Current Registrations
Heron Equity Management, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Cetera Advisors LLC
Cetera Advisors LLCBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.