ST
CFP · ChFC
ST
CFP · ChFC
Stephanie Tsang
20 Years of Experience
Scottsdale, AZ
2 DisclosuresBrokerSells Insurance
Stephanie Tsang is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 20 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
6720 N Scottsdale Rd, St 290, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2016Denied
Customer Dispute
October 2010Closed-No Action
Other Business ActivitiesSells Insurance
Stephanie works as an agent/broker for North Star Consultants & North Star Brokerage, focusing on fixed insurance sales since 2011. This activity takes nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
October 2012 - August 2023 · 10 yrs 10 mos
Cri Securities, LLC
January 2010 - October 2021 · 11 yrs 9 mos
Marathon Advisors, INC
January 2008 - September 2008 · 8 mos
Marathon Advisors, INC
November 2006 - December 2007 · 1 yr 1 mo
Securian Financial Services, INC.Broker
February 2006 - August 2023 · 17 yrs 6 mos
Cri Securities, LLCBroker
February 2006 - October 2021 · 15 yrs 8 mos
State Registrations18 states
AZCACOFLHIKYMDMIMNMTNCNVNYORPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.