RC
RC
Rodrigo Carvalho
17 Years of Experience
Coral Gables, FL
1 DisclosureBroker
Rodrigo Carvalho is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
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Regulatory History (1)
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Financial
February 2019Final
Employment History
Current Registrations
Morgan Stanley
August 2014 - Present · 11 yrs 11 mos
Morgan StanleyBroker
April 2014 - Present · 12 yrs 3 mos
Previous Registrations
Itau International Securities INC.Broker
August 2010 - March 2014 · 3 yrs 7 mos
Chase Investment Services CORP.Broker
April 2009 - July 2010 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
January 2008 - March 2009 · 1 yr 2 mos
State Registrations34 states
AZCACOCTDCDEFLGAHIILKYMAMDMIMNMOMTNCNHNJNVNYOHPAPRSCSDTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.