JW
JW

James N Wolfe

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,481 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Loading...

Location

6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

James is a Regional Director at Horizon Investments LLC, spending full-time educating advisors on investment strategies. He is also a board member for the adoption non-profit Beauty Amidst the Ashes, dedicating minimal time to this role.

Employment History
Current Registrations
Quasar Distributors, LLCBroker
April 2022 - Present · 3 yrs 10 mos
Quasar Distributors, LLC
April 2022 - Present · 3 yrs 10 mos
Horizon Investments LLC
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Sammons Financial Network, LLCBroker
January 2019 - February 2022 · 3 yrs 1 mo
Primerica Advisors
November 2016 - January 2019 · 2 yrs 2 mos
PFS Investments INC.Broker
January 2010 - January 2019 · 9 yrs
State Registrations9 states
ARIAKSMNMONCNDNESD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.