TrueAdvisor
TrueAdvisor
CB
CFP
CB
CFP

Christopher Bowman

Rockefeller Capital Management
19 Years of Experience
Houston, TX
Broker
View SEC Summary
View SEC Summary

Christopher Bowman is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Houston, TX, with 19 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1600 West Loop South, Suite 700, Houston, TX, 77027

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Christopher is a general partner in Bridge Warriors LLC, an LLC created to purchase raw land for his family's enjoyment. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Rockefeller Financial LLCBroker
September 2020 - Present · 6 yrs 1 mo
Rockefeller Capital Management
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - September 2020 · 11 yrs 10 mos
UBS Financial Services INC.
November 2008 - September 2020 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - November 2008 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
State Registrations17 states
ALCACODEFLGAILINLAMANCNHPRSCTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Houston, TX →All financial advisors in Texas →