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Christopher Moak

LPL Financial LLC
20 Years of Experience
Syracuse, NY
Broker
View SEC Summary
View SEC Summary

Christopher Moak is a registered investment advisor at LPL Financial LLC, based in Syracuse, NY, with 20 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

231 Salina Meadows Pkwy, Syracuse, NY, 13212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher operates his LPL business under the DBA Independent Retirement Partners, LLC, dedicating full-time hours. He also provides investment advisory services through Good Life Advisors, LLC, spending about two-thirds of his time on this activity.

Employment History
Current Registrations
LPL Financial LLC
September 2026 - Present · 1 mo
Good Life Advisors, LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Good Life Advisors, LLC
December 2018 - March 2021 · 2 yrs 3 mos
Independent Financial Partners
November 2017 - December 2018 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - January 2011 · 3 yrs
A. G. Edwards & Sons, INC.Broker
July 2006 - January 2008 · 1 yr 6 mos
AXA Advisors, LLCBroker
April 2006 - May 2006 · 1 mo
State Registrations10 states
CAFLINMDMONJNYOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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