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Thomas Madigan

26 Years of Experience
Branford, CT
1 DisclosureBroker

Thomas Madigan is a registered investment advisor at LPL Financial LLC, based in Branford, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

265 E Main St Ste A, Branford, CT, 06405

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Settled
Other Business Activities

Thomas is a member and treasurer of the Willie & Aikisha Colon Foundation, Inc., a charity foundation. He helps fundraise and provides ideas for the funds raised.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2026 - Present · 4 mos
LPL Financial LLC
January 2026 - Present · 4 mos
Previous Registrations
UBS Financial Services INC.
October 2008 - January 2026 · 17 yrs 3 mos
UBS Financial Services INC.Broker
October 2008 - January 2026 · 17 yrs 3 mos
Wachovia Securities, LLCBroker
July 2003 - October 2008 · 5 yrs 3 mos
Wachovia Securities, LLC
July 2003 - October 2008 · 5 yrs 3 mos
Prudential Securities Incorporated
September 2000 - July 2003 · 2 yrs 10 mos
Prudential Securities IncorporatedBroker
April 2000 - July 2003 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
February 2000 - July 2000 · 5 mos
American Express Financial Advisors INC.Broker
February 2000 - July 2000 · 5 mos
State Registrations24 states
AZCACOCTFLIAINMAMDMNMSMTNCNENJNYPARISCTNVAVTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Madigan - Financial Advisor | TrueAdvisor