CJ
CJ

Christopher Johnson

19 Years of Experience
Branford, CT
2 DisclosuresBroker

Christopher Johnson is a registered investment advisor at LPL Financial LLC, based in Branford, CT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

265 E Main St Ste A, Branford, CT, 06405

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2021
Final
Financial
September 2021
Final
Other Business Activities

Christopher operates Thimble Island Private Wealth LLC as a DBA for his LPL business. This activity is investment-related and takes up a full-time commitment.

Employment History
Current Registrations
LPL Financial LLC
July 2024 - Present · 1 yr 10 mos
LPL Financial LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Private Advisor Group, LLC
May 2019 - July 2024 · 5 yrs 2 mos
Primerica Advisors
December 2011 - May 2019 · 7 yrs 5 mos
PFS Investments INC.Broker
April 2006 - May 2019 · 13 yrs 1 mo
State Registrations3 states
CACTFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Johnson - Financial Advisor | TrueAdvisor