Henry Nunez is a registered investment advisor at Aegis Capital CORP., based in Melville, NY, with 17 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
1305 Walt Whitman Rd, Suite 120, Melville, NY, 11747
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2025Financial
June 2018Financial
May 2018Financial
May 2018Financial
February 2018Financial
December 2017Other Business Activities
Henry owns KEJH Capital LLC and manages ATM machine operations since March 2021. This activity takes about 10-20% of his time, with a few hours per week during trading hours.
Employment History
Current Registrations
Aegis Capital CORP.
Previous Registrations
Aegis Capital CORP.
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Hrc Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.