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Henry Nunez

Aegis Capital CORP.
17 Years of Experience
Melville, NY
6 Disclosures
View SEC Summary
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Henry Nunez is a registered investment advisor at Aegis Capital CORP., based in Melville, NY, with 17 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.

Aegis Capital CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,083 clients
Average Client Portfolio
$577K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $1.0M2.25%
$1M+2.00%

Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1305 Walt Whitman Rd, Suite 120, Melville, NY, 11747

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Financial
June 2018
Final
Financial
May 2018
Final
Financial
May 2018
Final
Financial
February 2018
Final
Financial
December 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Henry owns KEJH Capital LLC and manages ATM machine operations since March 2021. This activity takes about 10-20% of his time, with a few hours per week during trading hours.

Employment History
Current Registrations
Aegis Capital CORP.
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Aegis Capital CORP.
July 2025 - July 2025 · 0 mos
Osaic Institutions, INC.
January 2019 - July 2025 · 6 yrs 6 mos
Osaic Institutions, INC.Broker
November 2018 - July 2025 · 6 yrs 8 mos
Capital One Advisors, LLC
April 2017 - May 2018 · 1 yr 1 mo
Capital One Investing, LLCBroker
March 2017 - May 2018 · 1 yr 2 mos
MML Investors Services, LLCBroker
June 2016 - December 2016 · 6 mos
Nylife Securities LLCBroker
October 2014 - May 2016 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - January 2014 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - January 2014 · 2 yrs 7 mos
Chase Investment Services CORP.
July 2009 - May 2011 · 1 yr 10 mos
Chase Investment Services CORP.Broker
July 2009 - May 2011 · 1 yr 10 mos
Hrc Investment Services, INC.Broker
June 2008 - March 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - June 2008 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2007 - June 2008 · 1 yr 2 mos
State Registrations4 states
CTNJNYSC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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