PW
PW

Peter Carroll Ward

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

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Location

Cazenovia, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Peter sells fixed insurance products as an independent contractor under the DBA Ward Wealth Management Group LLC, dedicating a few hours per week. He also acts as a solicitor for Hazard & Siegel Advisory Services LLC, referring client accounts, which takes about 10-20% of his time.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
April 2016 - Present · 9 yrs 10 mos
Hazard & Siegel, INC.
March 2016 - Present · 9 yrs 11 mos
Hazard & Siegel, INC.Broker
March 2016 - Present · 9 yrs 11 mos
Previous Registrations
Ridgeway Conger Advisory Services
January 2015 - December 2015 · 11 mos
Ridgeway & Conger, INC.Broker
November 2009 - March 2016 · 6 yrs 4 mos
Ridgeway Conger Advisory Services
November 2009 - December 2014 · 5 yrs 1 mo
UBS Financial Services INC.
June 2009 - December 2009 · 6 mos
UBS Financial Services INC.Broker
July 2006 - December 2009 · 3 yrs 5 mos
State Registrations7 states
COCTFLNCNYPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.