Carlton Getz is a CFA-designated registered investment advisor at Winter Harbor Advisors, L.L.C., based in Salt Lake City, UT, with 19 years of industry experience. Carlton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.13% |
| $5M+ | 1.00% |
Fee schedule is for portfolio accounts. Other fee schedules apply for fixed income, index, and institutional index accounts. Fees may be negotiable for clients with over $10,000,000 in assets under management. Clients with over $5,000,000 in assets under management may receive a 1.25% discount if they pay via direct bank transfer or personal check.
Fee Estimator
Location
Salt Lake City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carlton is the President/Secretary of Getz & Associates, Incorporated, overseeing daily operations, retail activities, and business filings, dedicating about half their time. He also works as an associate engineer at Spectrum Engineers, a consulting engineering firm, dedicating nearly full-time hours.
Employment History
Current Registrations
Winter Harbor Advisors, L.L.C.
State Registrations1 state
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