Aaron Clark is a CFA-designated registered investment advisor at Mariner, based in Scottsdale, AZ, with 18 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.
Fee Estimator
Location
17767 N. Scottsdale Road, Suite 310, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aaron works as an Investment Advisor Representative for Mariner Wealth Advisors and as an Associated Person for MSEC, LLC, both since 2019. Both roles are investment-related and take up full-time hours during securities trading hours.
Employment History
Current Registrations
Msec, LLCBroker
Mariner
Previous Registrations
Bok Financial Securities, INC.Broker
Bok Financial Advisors
J.p.morgan Securities INC.
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
J. P. Morgan Securities INC.
Paragon Capital Advisors, LLC
Paragon Financial Group
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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