JP
JP

John Powers

29 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

John Powers is a registered investment advisor at Mariner Wealth, based in Scottsdale, AZ, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
912 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

17767 N. Scottsdale Road, Scottsdale, AZ, 85255

Get directions

History

Regulatory History (1)
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Customer Dispute
April 2007
Settled
Other Business Activities

John is a registered representative at MSEC, LLC and a Regional Managing Director at Mariner Wealth Advisors since October 2023. These roles are investment-related and take up a full-time commitment during trading hours.

Employment History
Current Registrations
Mariner Wealth
December 2023 - Present · 2 yrs 5 mos
Msec, LLCBroker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Morgan Stanley
June 2009 - October 2023 · 14 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2023 · 14 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2006 - April 2007 · 9 mos
Morgan Stanley Dw INC.Broker
July 2006 - April 2007 · 9 mos
UBS Financial Services INC.
January 2004 - August 2006 · 2 yrs 7 mos
UBS Financial Services INC.Broker
March 2000 - August 2006 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
January 1999 - March 2000 · 1 yr 2 mos
Dean Witter Reynolds INC.Broker
November 1987 - June 1990 · 2 yrs 7 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.