Michael Roasa is a ChFC-designated registered investment advisor at Mariner Wealth, based in Scottsdale, AZ, with 48 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
17767 N. Scottsdale Rd., Suite 310, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a partner in Ultra Financial Plus, LLC, dba Ultra Financial Partners, for his financial planning, investment management, and insurance business. He is also licensed in Arizona as an Insurance Producer and Life Settlement Broker since 1977, dedicating about half of his time to this business.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Ultra Financial Partners
Claraphi Advisory Network, LLC
Liberty Partners Capital Management, LLC
Liberty Partners Financial Services, LLCBroker
Associated Financial Services, INC.Broker
Ameritas Investment CORP.Broker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations1 state
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