Jaime Samudio
Jaime Samudio is a registered investment advisor at LPL Financial LLC, based in Aurora, CO, with 20 years of industry experience. Jaime is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Aurora, CO
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2015Criminal
October 1987Other Business ActivitiesSells Insurance
Jaime is involved in several outside business activities, including non-variable insurance through AVL Insurance and Ohio State Life, a business entity for tax/investment purposes (NFLB, INC.), referrals for College Loan Freedom, and a DBA for LPL business (AVL Financial). Selling non-variable insurance and related activities take minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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