Jaime Samudio
Jaime Samudio is a registered investment advisor at LPL Financial LLC, based in Aurora, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Aurora, CO
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2015Criminal
October 1987Other Business ActivitiesSells Insurance
Jaime is involved in several outside business activities, including non-variable insurance through AVL Insurance and Ohio State Life, a business entity for tax/investment purposes (NFLB, INC.), referrals for College Loan Freedom, and a DBA for LPL business (AVL Financial). Selling non-variable insurance and related activities take minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Investment Advisors International, INC.
World Group Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.