CR
CR
Cesar Rascon-Carnero
2 Years of Experience
Aurora, CO
1 DisclosureBroker
Cesar Rascon-Carnero is a registered investment advisor at LPL Financial LLC, based in Aurora, CO, with 2 years of industry experience. Cesar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
13781 E Yale Ave, Aurora, CO, 80014
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 2008Final Disposition
Employment History
Current Registrations
LPL Financial LLC
August 2026 - Present · 2 mos
LPL Financial LLCBroker
November 2025 - Present · 11 mos
Previous Registrations
Chase Investment Services CORP.Broker
December 2009 - July 2011 · 1 yr 7 mos
Nylife Securities LLCBroker
November 2009 - December 2009 · 1 mo
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Glenn Rose, CFPLPL Financial LLC
- Nathan Sumner, CFPLPL Financial LLC
- Jaime SamudioLPL Financial LLC
- John Lerew, CFPLPL Financial LLC
- Michael Kloberdanz, ChFCCreativeone Securities, LLC
- Brandon Fischer, CFPStride Tax and Wealth Advisors, LLC