AP
AP

Anthony Pochowski

18 Years of Experience
Mayville, WI
3 DisclosuresBrokerSells Insurance

Anthony Pochowski is a registered investment advisor at Thrivent Investment Management INC., based in Mayville, WI, with 18 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

26 S Main St., Mayville, WI, 53050

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2018
Final
Financial
April 2017
Final
Financial
September 2016
Final
Other Business ActivitiesSells Insurance

Anthony is a life insurance agent with Penn Mutual, receiving trailing commissions only, and spends minimal time on this. He also volunteers as a firefighter, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Thrivent Investment Management INC.
June 2019 - Present · 6 yrs 11 mos
Thrivent Investment Management INC.Broker
June 2019 - Present · 6 yrs 11 mos
Thrivent Investment Management INC.
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Commonwealth Financial NetworkBroker
November 2017 - May 2019 · 1 yr 6 mos
Commonwealth Financial Network
November 2017 - May 2019 · 1 yr 6 mos
Sii Investments, INC.Broker
January 2015 - November 2017 · 2 yrs 10 mos
Sii Investments, INC.
January 2015 - November 2017 · 2 yrs 10 mos
Edward Jones
May 2014 - December 2014 · 7 mos
Edward JonesBroker
May 2014 - December 2014 · 7 mos
Wells Fargo Advisors, LLC
August 2013 - May 2014 · 9 mos
Wells Fargo Advisors, LLCBroker
July 2013 - May 2014 · 10 mos
PNC InvestmentsBroker
July 2012 - July 2013 · 1 yr
Chase Investment Services CORP.Broker
September 2007 - July 2012 · 4 yrs 10 mos
State Registrations12 states
AKARAZCOCTFLIAIDILORTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Pochowski - Financial Advisor | TrueAdvisor