John Dapper
John Dapper is a registered investment advisor at Holdfast Wealth Management, LLC, based in Austin, TX, with 19 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 166 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.60% |
| $2M+ | 0.30% |
Annual fee is negotiable based upon certain criteria. HWM also offers direct asset management services to clients who maintain Legacy Portfolio Advisor models. HWM charges an annual investment advisory fee based on the total assets under management of up to 2.5%. HWM charges an annual investment advisory fee based on the total assets under management of no more than 1.5% for Orion Portfolio Solutions. HWM charges an annual investment advisory fee based on the total assets under management of up to .25% for American Funds Service Company. Fees for accounts held at IIS shall be charged a rate of .25% annually.
Fee Estimator
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a sole proprietor of a law office, dedicating minimal time to it, and may refer clients to Holdfast Wealth Management without compensation. He also works as an Investment Advisor Representative for Holdfast Wealth Management (nearly full-time) and Legacy Portfolio Advisors (about 10-20% of his time), and sells fixed insurance products as a sole proprietor (minimal time).
Employment History
Current Registrations
Holdfast Wealth Management, LLC
Previous Registrations
Legacy Portfolio Advisors, LLC
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Cach Capital Management, LLC
Choice Advisory Group, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.