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Arthur Forget

Vanderbilt Advisory Services
18 Years of Experience
Albany, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Arthur Forget is a registered investment advisor at Vanderbilt Advisory Services, based in Albany, NY, with 18 years of industry experience. Arthur is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.

Vanderbilt Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
166 advisors
Number of Clients
6,470 clients
Average Client Portfolio
$326K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Firm also offers threshold billing, flat percentage, and flat annual fee structures. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

125 Wolf Road, Suite 315, Albany, NY, 12205

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History

Regulatory History (1)
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Criminal
May 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Arthur owns Sterling Capital LLC, providing tax preparation, accounting, and financial advisory services, dedicating the majority of his time to this. He also engages in independent fixed insurance sales, spends a few hours per week working for the NY Army National Guard, teaches at the College of Saint Rose, and owns Symmetry Tax Solutions.

Employment History
Current Registrations
Vanderbilt Advisory Services
March 2025 - Present · 1 yr 7 mos
Vanderbilt Securities, LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Ic Advisory Services, INC.
April 2021 - March 2025 · 3 yrs 11 mos
The Investment Center, INC.Broker
September 2017 - March 2025 · 7 yrs 6 mos
LPL Financial LLCBroker
August 2016 - September 2017 · 1 yr 1 mo
Voya Financial Advisors, INC.Broker
March 2010 - August 2016 · 6 yrs 5 mos
Ameritas Investment CORP.Broker
November 2007 - April 2010 · 2 yrs 5 mos
State Registrations6 states
CTDEFLGAMANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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