TrueAdvisor
TrueAdvisor
MO
MO

Michael Otterson

Ascentis Independent Advisors, LLC
18 Years of Experience
Bountiful, UT
1 Disclosure
View SEC Summary
View SEC Summary

Michael Otterson is a registered investment advisor at Ascentis Independent Advisors, LLC, based in Bountiful, UT, with 18 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 2,815 clients with $2.1B in assets under management.

Ascentis Independent Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
48 advisors
Number of Clients
2,815 clients
Average Client Portfolio
$744K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum annual fee charged for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bountiful, UT

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ascentis Independent Advisors, LLC
January 2026 - Present · 9 mos
Previous Registrations
Freedom Investment Management, INC.
December 2023 - December 2025 · 2 yrs
3d/l Capital Management, LLC
April 2021 - December 2023 · 2 yrs 8 mos
3d Asset Management, INC.
May 2020 - March 2021 · 10 mos
Pogson & Matt Wealth Management Group, LLC
July 2019 - March 2020 · 8 mos
Fidelity Personal and Workplace Advisors
July 2018 - January 2019 · 6 mos
Strategic Advisers LLC
April 2018 - July 2018 · 3 mos
Fidelity Brokerage Services LLCBroker
April 2018 - January 2019 · 9 mos
Transamerica Investors Securities CorporationBroker
October 2014 - June 2017 · 2 yrs 8 mos
Transamerica Retirement Advisors, LLC
September 2014 - June 2017 · 2 yrs 9 mos
Strategic Advisers, INC.
September 2010 - September 2014 · 4 yrs
Fidelity Brokerage Services LLCBroker
October 2006 - September 2014 · 7 yrs 11 mos
State Registrations3 states
CATXUT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bountiful, UT →All financial advisors in Utah →