Rebecca Hern is a registered investment advisor at Wedbush Securities INC., based in Dallas, TX, with 19 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 10,048 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wedbush Securities offers investment management through several programs. The fees are based on a percentage of the assets managed and are billed quarterly in advance. The minimum account size is generally $25,000, but exceptions can be made. Fees are negotiable.
Typical fees for the DMI-IC, SDI-IC, MMA, SMA, and UMA accounts are:
- Up to $250,000: 3.00% per year
- $250,001 to $500,000: 2.80% per year
- $500,001 to $1,000,000: 2.50% per year
- $1,000,001 to $3,000,000: 1.90% per year
- $3,000,001 to $5,000,000: 1.60% per year
- $5,000,001 and above: Negotiable
There is a minimum quarterly fee of $62.50 ($250 annually) for DMI-IC accounts and $125 ($500 annually) for SDI-IC accounts. For MMA, SMA, and UMA accounts, there is a minimum quarterly fee of $250 ($1,000 annually).
Location
5949 Sherry Lane, Ste 1475, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Rebecca owns 554 Maryland Ave LLC, a rental property, and spends minimal time on it. She is also the executor of her mom's first cousin's will, which requires no time commitment.
Employment History
Current Registrations
Wedbush Securities INC.
Wedbush Securities INC.
Wedbush Securities INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wesbanco Securities, INC.
Wesbanco Securities, INC.Broker
PNC InvestmentsBroker
PNC Investments
UBS Financial Services INC.
UBS Financial Services INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Chase Investment Services CORP.Broker
Wachovia Securities, LLCBroker
State Registrations32 states
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