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CFP
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CFP

Jennifer Chase

LPL Financial LLC
19 Years of Experience
Farmington, CT
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jennifer Chase is a CFP-designated registered investment advisor at LPL Financial LLC, based in Farmington, CT, with 19 years of industry experience. Jennifer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

6 Executive Dr., Ste 103, Farmington, CT, 06032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jennifer operates RGB Financial as a DBA for her LPL business and is an investor/member of Brochu Chase Family LLC. She also runs RGB Tax Services LLC, dedicating full-time hours to tax preparation and accounting, and is a licensed insurance agent with Underwriters Brokerage Service, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
August 2018 - Present · 8 yrs 2 mos
LPL Financial LLCBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Sanford C. Bernstein & CO., LLCBroker
October 2006 - June 2009 · 2 yrs 8 mos
State Registrations31 states
ALAZCACOCTFLGAHIIDILMAMDMEMINCNHNJNVNYORPARISCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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