Jennifer Chase
Jennifer Chase is a CFP-designated registered investment advisor at LPL Financial LLC, based in Farmington, CT, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6 Executive Dr., Ste 103, Farmington, CT, 06032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jennifer operates RGB Financial as a DBA for her LPL business and is an investor/member of Brochu Chase Family LLC. She also runs RGB Tax Services LLC, dedicating full-time hours to tax preparation and accounting, and is a licensed insurance agent with Underwriters Brokerage Service, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sanford C. Bernstein & CO., LLCBroker
State Registrations31 states
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