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Jonathan Andrews

LPL Financial LLC
17 Years of Experience
Farmington, CT
1 DisclosureBroker
View SEC Summary
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Jonathan Andrews is a registered investment advisor at LPL Financial LLC, based in Farmington, CT, with 17 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

282 Scott Swamp Rd, Farmington, CT, 06032

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History

Regulatory History (1)
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Criminal
August 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jonathan works as a Financial Advisor for Wilmington Advisors @ M&T, a DBA for his LPL business, since 2022. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
August 2022 - Present · 4 yrs 2 mos
LPL Financial LLC
August 2022 - Present · 4 yrs 2 mos
LPL Financial LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
People's United Advisors, INC.
July 2020 - August 2022 · 2 yrs 1 mo
People's Securities, INC.
October 2018 - March 2020 · 1 yr 5 mos
People's Securities, INC.Broker
September 2014 - August 2022 · 7 yrs 11 mos
People's Securities, INC.Broker
August 2009 - September 2014 · 5 yrs 1 mo
State Registrations8 states
CACTFLMANHNYSCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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