Jessica Richard is a registered investment advisor, based in Chicago, IL, with 18 years of industry experience.
Location
200 East Randolph Street, Suite 2900, Chicago, IL, 60601-6505
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jessica works as an investment advisor for Ariel Investments, LLC since October 2023. This activity requires more than full-time commitment.
Employment History
Current Registrations
Ariel Investments, LLC
October 2023 - Present · 2 yrs 7 mos
Ariel Distributors, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
October 2007 - May 2023 · 15 yrs 7 mos
UBS Financial Services INC.Broker
September 2007 - May 2023 · 15 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.