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CFP

Shawn Amblod

Empower Advisory Group, LLC
18 Years of Experience
DuBois, PA
Broker
View SEC Summary
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Shawn Amblod is a CFP-designated registered investment advisor at Empower Advisory Group, LLC, based in DuBois, PA, with 18 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Empower Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

DuBois, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Financial Services, INC.Broker
December 2022 - Present · 3 yrs 10 mos
Empower Advisory Group, LLC
December 2022 - Present · 3 yrs 10 mos
Empower Financial Services, INC.
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
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July 2022 - November 2022 · 4 mos
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July 2017 - January 2018 · 6 mos
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September 2016 - June 2017 · 9 mos
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August 2008 - July 2011 · 2 yrs 11 mos
Metlife Securities INC.Broker
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Thrivent Investment Management INC.Broker
October 2007 - March 2008 · 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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