Shawn Amblod is a CFP-designated registered investment advisor, based in Greenwood Village, CO, with 18 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
December 2022 - Present · 3 yrs 9 mos
Empower Advisory Group, LLC
December 2022 - Present · 3 yrs 9 mos
Empower Financial Services, INC.
December 2022 - Present · 3 yrs 9 mos
Previous Registrations
LPL Financial LLC
July 2022 - November 2022 · 4 mos
LPL Financial LLCBroker
July 2022 - November 2022 · 4 mos
Gwfs Equities, INC.Broker
October 2018 - July 2022 · 3 yrs 9 mos
Advised Assets Group, LLC
October 2018 - July 2022 · 3 yrs 9 mos
Infinex Investments, INC.
June 2018 - September 2018 · 3 mos
Infinex Investments, INC.Broker
June 2018 - September 2018 · 3 mos
Bb&t Securities, LLCBroker
January 2018 - April 2018 · 3 mos
Bb&t Securities, LLC
January 2018 - April 2018 · 3 mos
Bb&t Investment Services, INC.Broker
July 2017 - January 2018 · 6 mos
Bb&t Investment Services, INC.
July 2017 - January 2018 · 6 mos
Citizens Securities, INC.
September 2016 - June 2017 · 9 mos
Citizens Securities, INC.Broker
June 2016 - June 2017 · 1 yr
Securities America, INC.Broker
June 2013 - June 2016 · 3 yrs
LPL Financial LLCBroker
July 2011 - June 2013 · 1 yr 11 mos
Investment Professionals, INC.Broker
August 2008 - July 2011 · 2 yrs 11 mos
Metlife Securities INC.Broker
April 2008 - August 2008 · 4 mos
Thrivent Investment Management INC.Broker
October 2007 - March 2008 · 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.