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Robert on

Mwa Financial Services, INC.
16 Years of Experience
Houston, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert on is a registered investment advisor at Mwa Financial Services, INC., based in Houston, TX, with 16 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,012 clients with $640M in assets under management.

Mwa Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
213 advisors
Number of Clients
2,012 clients
Average Client Portfolio
$318K average
Assets Under Management
$640.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Adviser-managed and third-party managed accounts charge annual fees ranging from 0.25% to 1.50% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

611 Dairy Ashford Rd., #151, Houston, TX, 77079

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
Financial
May 2019
Final
Criminal
September 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is involved in online sales since 2013 and hosts a podcast since 2016. He also works as an outside sales agent for Hotaling Insurance Services offering commercial and P&C insurance, dedicating about 10-20% of his time to this role.

Employment History
Current Registrations
Mwa Financial Services, INC.
December 2024 - Present · 1 yr 10 mos
Mwa Financial Services INC.Broker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.
October 2018 - October 2021 · 3 yrs
Mutual of Omaha Investor Services, INC.Broker
October 2018 - October 2021 · 3 yrs
Park Avenue Securities LLCBroker
October 2017 - September 2018 · 11 mos
Principal Securities, INC.
August 2016 - October 2017 · 1 yr 2 mos
Principal Securities, INC.Broker
September 2015 - October 2017 · 2 yrs 1 mo
Metlife Securities INC.Broker
February 2014 - September 2015 · 1 yr 7 mos
New England SecuritiesBroker
November 2010 - January 2015 · 4 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
February 2007 - November 2010 · 3 yrs 9 mos
State Registrations2 states
HITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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