John Lui is a registered investment advisor at Chatham Wealth Management, based in Chatham, NJ, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 424 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.00% |
| $2.5M+ | 0.60% |
Family household accounts may be combined at the firm's discretion to help reach lower fee tiers.
Fee Estimator
Location
10 Townsquare, Suite 100, Chatham, NJ, 07928
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is an investment adviser representative for Chatham Wealth Management since 2009, working as a portfolio manager. This takes about 10-20% of his time.
Employment History
Current Registrations
Chatham Wealth Management
Previous Registrations
Alpha Solutions Investment Advisors
Chatham Wealth Management, LLC
Ucb Asset Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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