Anh Tran is a CFP-designated registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2600 Michelson, Suite 950, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Anh works as an attorney for Modern Wealth Law, dedicating minimal time. Anh also owns rental real estate and operates SageMint Wealth as a DBA for their LPL business, spending about a quarter of their time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
State Registrations17 states
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