MV
MV

Michael Vatter

19 Years of Experience
Dallas, TX
3 DisclosuresBroker

Michael Vatter is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dallas, TX, with 19 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

8850 Boedeker Dr, Dallas, TX, 75225

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2024
Denied
Customer Dispute
March 2010
Closed-No Action
Customer Dispute
September 2007
Settled
Other Business Activities

Michael works for Comerica Financial Advisors and dedicates a significant amount of time to this role. He also imports classic cars from Europe, spending minimal time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Comerica Securities
October 2017 - November 2023 · 6 yrs 1 mo
Comerica SecuritiesBroker
October 2017 - November 2023 · 6 yrs 1 mo
Independent Financial Partners
October 2015 - March 2016 · 5 mos
LPL Financial LLCBroker
October 2014 - October 2017 · 3 yrs
LPL Financial LLC
October 2014 - October 2017 · 3 yrs
Transamerica Financial Advisors, INC.
August 2011 - October 2014 · 3 yrs 2 mos
Transamerica Financial Advisors, INCBroker
August 2011 - October 2014 · 3 yrs 2 mos
Sws Financial Services, INC.Broker
May 2010 - September 2011 · 1 yr 4 mos
Sws Financial Services, INC.
May 2010 - September 2011 · 1 yr 4 mos
St Johns Wealth Management
April 2010 - May 2010 · 1 mo
Bbva Compass Investment Solutions, INC.
June 2009 - March 2010 · 9 mos
Bbva Compass Investment Solutions, INCBroker
June 2009 - May 2010 · 11 mos
Guaranty Brokerage Services, INC.Broker
April 2008 - May 2009 · 1 yr 1 mo
Metlife Securities INC.
January 2008 - March 2008 · 2 mos
Metlife Securities INC.Broker
December 2007 - March 2008 · 3 mos
Chase Investment Services CORP.
May 2007 - October 2007 · 5 mos
Chase Investment Services CORP.Broker
May 2007 - October 2007 · 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2006 - April 2007 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - April 2007 · 6 mos
State Registrations17 states
ARAZCACODCFLGAILKSLAMINMORRITXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.