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Patrick Sundin

Wells Fargo Advisors
18 Years of Experience
Newport Beach, CA
6 DisclosuresBroker
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Patrick Sundin is a registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 18 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

520 Newport Center Dr Ste 1700, Newport Beach, CA, 92660

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2019
Final
Financial
May 2019
Final
Financial
June 2018
Final
Financial
June 2017
Final
Financial
October 2016
Final
Criminal
July 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
February 2020 - Present · 6 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2019 - February 2020 · 6 mos
Northwestern Mutual Investment Services, LLCBroker
July 2019 - February 2020 · 7 mos
Wells Fargo Clearing Services, LLC
May 2008 - June 2019 · 11 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
April 2008 - June 2019 · 11 yrs 2 mos
State Registrations37 states
AZCACOCTDCFLGAHIIAIDILKSKYLAMAMDMIMNMOMTNCNHNJNVNYOHOKORPASCSDTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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