Nicholas Groves
Nicholas Groves is a ChFC-designated registered investment advisor at Safe Harbor Wealth Advisors, LLC, based in Dublin, OH, with 17 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 463 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Safe Harbor Wealth Advisors works with Gradient Investments to manage client portfolios. The annual fee is a percentage of the assets managed and is split between Safe Harbor and Gradient Investments. The fee varies depending on the portfolio type:
- Strategic & Tactical, Allocation & Defined Outcome Portfolios: 1.60% annually (0.60% to Safe Harbor, 1.00% to Gradient Investments)
- Preservation Portfolios: 1.00% annually (0.40% to Safe Harbor, 0.60% to Gradient Investments)
- Private Wealth Portfolios: 1.50% annually (0.50% to Safe Harbor, 1.00% to Gradient Investments)
For Client Directed Accounts, a flat annual fee of $300 is charged by Gradient Investments. Safe Harbor does not receive any of this fee. A $15 quarterly technology fee is also charged per account.
Location
6099 Frantz Road, Dublin, OH, 43017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is an insurance agent at Safe Harbor Financial Group, LLC, dedicating full-time hours to selling insurance. He also owns Groves Capital Wealth Management, LLC, an entity created for tax purposes, which requires minimal time.
Employment History
Current Registrations
Safe Harbor Wealth Advisors, LLC
Previous Registrations
Gradient Securities, LLCBroker
Nationwide Investment Services CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
The Huntington Investment CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.