Daniel Harris is a registered investment advisor at D.R. Harris & CO., based in La Jolla, CA, with 17 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 44 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
D.R. Harris & Co. is compensated by a flat fee for monitoring your securities investments and providing periodic advice on which securities to buy or sell. The fee is determined based on the amount of work involved and is negotiable. Clients pay their advisory fees in advance, typically quarterly, semi-annually, or annually. Clients can obtain a refund on the unearned portion of the advisory fee by requesting it in writing.
Location
4275 Executive Square, Suite 200, La Jolla, CA, 92037
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Daniel operates under the name D.R. Harris & Co., engaging in income tax preparation and business consulting. The tax preparation work is seasonal, peaking at nearly full-time hours in March and April, while business consulting takes minimal time.
Employment History
Current Registrations
D.R. Harris & CO.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations2 states
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