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Ciji Fisher

First Citizens Asset Management, INC
16 Years of Experience
Charlotte, NC
Broker
View SEC Summary
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Ciji Fisher is a registered investment advisor at First Citizens Asset Management, INC, based in Charlotte, NC, with 16 years of industry experience. Ciji is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,264 clients with $470M in assets under management.

First Citizens Asset Management, INC
Compensation
Fee-Only (% of Portfolio)
Firm Size
72 advisors
Number of Clients
1,264 clients
Average Client Portfolio
$368K average
Assets Under Management
$465.1M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.75%
$500K - $1000K2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.50%
$5M+1.00%

Rates reflect the maximum fees for Unified Managed Account equity and balanced portfolios. Separately Managed Account maximum fees range from 1.00% to 2.00%. Fees may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

128 S. Tryon St., Charlotte, NC, 28202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ciji works as an Institutional Consultant for First Citizens Asset Management, dedicating about 10% of her time to discussing investment opportunities with municipal relationships. She also serves on the Cabarrus County Hospice Advisory Board, spending minimal time reviewing materials during board meetings.

Employment History
Current Registrations
First Citizens Asset Management, INC
December 2016 - Present · 9 yrs 10 mos
First Citizens Investor Services, INC.Broker
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
First Citizens Investor Services, INC.
February 2010 - December 2016 · 6 yrs 10 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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