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Jeffrey Portman

LPL Financial LLC
19 Years of Experience
St Louis, MO
1 DisclosureBroker
View SEC Summary
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Jeffrey Portman is a registered investment advisor at LPL Financial LLC, based in St Louis, MO, with 19 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

11960 Westline Industrial Blvd, Ste 235, St Louis, MO, 63146

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey is involved with Do-Rite General Contracting since 2011, owning 1% of the company. He also operates under the DBA Gemini Wealth Group for his LPL business since 2021.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
October 2013 - July 2021 · 7 yrs 9 mos
Waddell & ReedBroker
April 2013 - July 2021 · 8 yrs 3 mos
Edward JonesBroker
February 2007 - April 2013 · 6 yrs 2 mos
State Registrations19 states
ALARAZCACOFLIAILINKSMAMNMOMSNYOHORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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