DD
DD

David Domian

15 Years of Experience
St Louis, MO
7 DisclosuresBroker

David Domian is a registered investment advisor at LPL Financial LLC, based in St Louis, MO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

14560 Manchester Rd, #33, St Louis, MO, 63011

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2021
Judgment / Lien
September 2019
Financial
February 2019
Final
Financial
February 2019
Final
Judgment / Lien
June 2016
Judgment / Lien
September 2010
Judgment / Lien
April 2010
Other Business Activities

David is associated with Sirius Wealth Management since 2012 and Transparent Wealth Management since 2021. He spends nearly full-time on Transparent Wealth Management, including about 130 hours during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2012 - Present · 14 yrs 3 mos
LPL Financial LLC
June 2012 - Present · 14 yrs 3 mos
Previous Registrations
Edward Jones
April 2009 - February 2011 · 1 yr 10 mos
Edward JonesBroker
March 2009 - February 2011 · 1 yr 11 mos
State Registrations12 states
AZCAFLILINKSMNMONCTXUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Domian - Financial Advisor | TrueAdvisor