Aaron Gong is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in San Francisco, CA, with 14 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

555 Mission St Fl 16, San Francisco, CA, 94105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2013 - Present · 13 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2013 - Present · 13 yrs 3 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
April 2011 - April 2012 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
November 2010 - April 2012 · 1 yr 5 mos
State Registrations3 states
CAMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Aaron Gong - Financial Advisor | TrueAdvisor