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John Connally
53 Years of Experience
Houston, TX
5 DisclosuresBroker
John Connally is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 53 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
Get directionsHistory
Regulatory History (5)
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Criminal
December 2020Final Disposition
Customer Dispute
January 2019Denied
Customer Dispute
February 2003Denied
Customer Dispute
February 1989Settled
Regulatory
February 1984Final
Employment History
Current Registrations
Raymond James & Associates, INC.
October 1995 - Present · 30 yrs 11 mos
Raymond James & Associates, INC.Broker
October 1995 - Present · 30 yrs 11 mos
Previous Registrations
Everen Securities, INC.Broker
September 1990 - September 1995 · 5 yrs
Lovett Underwood Neuhaus & Webb, INC.Broker
September 1988 - September 1990 · 2 yrs
Boettcher & Company, INC.Broker
September 1987 - September 1988 · 1 yr
Rotan Mosle INC.Broker
March 1984 - September 1987 · 3 yrs 6 mos
E. F. Hutton & Company INCBroker
August 1977 - May 1984 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
November 1972 - September 1977 · 4 yrs 10 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.