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Harrison Bauman

Wells Fargo Advisors
15 Years of Experience
Chatham, NJ
2 DisclosuresBroker
View SEC Summary
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Harrison Bauman is a registered investment advisor at Wells Fargo Advisors, based in Chatham, NJ, with 15 years of industry experience. Harrison is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

19 Center St, Chatham, NJ, 07928

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024
Settled
Employment Separation After Allegations
November 2015
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2026 - Present · 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2026 - Present · 9 mos
Previous Registrations
Raymond James & Associates, INC.
March 2016 - January 2026 · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
March 2016 - January 2026 · 9 yrs 10 mos
Morgan Stanley
December 2011 - December 2015 · 4 yrs
Morgan StanleyBroker
October 2011 - December 2015 · 4 yrs 2 mos
Hartfield, Titus & Donnelly, LLCBroker
June 2011 - October 2011 · 4 mos
State Registrations27 states
AKARAZCACTDCDEFLGAILINMAMDMINCNJNVNYOHORPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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