Helen Hartman is a registered investment advisor at LPL Financial LLC, based in Solon, OH, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
30285 Bruce Industrial Pwy #A, Solon, OH, 44139
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Helen operates her LPL business under the DBA Redwood Financial Network Corporation, spending nearly full-time on this investment-related activity. She also dedicates minimal time as an agent offering non-variable insurance, specifically LTC and disability insurance.
Employment History
Current Registrations
LPL Financial LLC
Redwood Financial Network
LPL Financial LLCBroker
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.