Anthony Roble
Anthony Roble is a CFP-designated registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5 Corporate Park Ste 270, Irvine, CA, 92606-5169
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Regulatory History (1)
Criminal
October 2004Other Business ActivitiesSells Insurance
Anthony operates under the DBA "RJ Wealth Advisors, Inc." for his LPL business, dedicating a few hours per week. He also engages in non-variable insurance activities, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.