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Michael Stark

Transamerica Retirement Advisors, LLC
19 Years of Experience
Evergreen, CO
2 DisclosuresBroker
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Michael Stark is a registered investment advisor at Transamerica Retirement Advisors, LLC, based in Evergreen, CO, with 19 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,722 clients with $19B in assets under management.

Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
306 advisors
Number of Clients
212,722 clients
Average Client Portfolio
$89K average
Assets Under Management
$18.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K0.95%
$150K - $1000K0.90%
$1M+0.80%

Fees are not negotiable. Breakpoint reductions may apply based on products and services held through Transamerica.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Evergreen, CO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2019
Employment Separation After Allegations
April 2014
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
June 2024 - Present · 2 yrs 4 mos
Transamerica Investors Securities, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Transamerica Investors Securities, LLC
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Clark Brothers Investments
February 2023 - December 2023 · 10 mos
Clark Brothers Investments
February 2023 - February 2023 · 0 mos
Sigma Financial CorporationBroker
September 2019 - February 2023 · 3 yrs 5 mos
Spc
September 2019 - February 2023 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2014 - September 2019 · 5 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2014 - September 2019 · 5 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2014 · 1 yr 6 mos
J.P. Morgan Securities LLC
October 2012 - April 2014 · 1 yr 6 mos
Chase Investment Services CORP.
April 2010 - October 2012 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
November 2006 - October 2012 · 5 yrs 11 mos
State Registrations2 states
COUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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