Mario Giammarco is a registered investment advisor, based in New York, NY, with 10 years of industry experience.
Location
845 Third Avene Suite 1703, New York, NY, 10022-7513
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Regulatory History (1)
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Criminal
April 2004Final Disposition
Other Business ActivitiesSells Insurance
Mario is an insurance broker with Herold Insurance Agency since 2012, dedicating about a quarter of his time to insurance sales and service. He is also an associate at Giammarco Planning Associates doing financial planning, and an attorney/owner at Giammarco Law, and an advisor at Herold Advisors Inc. doing investment management.
Employment History
Current Registrations
Herold & Lantern Investments, INC.Broker
November 2020 - Present · 5 yrs 5 mos
Herold Advisors, INC.
October 2020 - Present · 5 yrs 6 mos
Previous Registrations
Bernard Herold & CO., INC.Broker
July 2015 - November 2020 · 5 yrs 4 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.