AS
CFP
AS
CFP

Alexandre Santos

25 Years of Experience
Boca Raton, FL
1 DisclosureBroker

Alexandre Santos is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Boca Raton, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1800 North Military Trail, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History (1)
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Regulatory
November 2014
Final
Other Business Activities

Alexandre is a board member of Vita Nova Foundation since 2011, providing youth services. He is also a member of the board of directors for the University of Miami Sports Hall of Fame & Museum and the President of the Board of Directors for Bayshore Little League.

Employment History
Current Registrations
UBS Financial Services INC.
May 2015 - Present · 11 yrs
UBS Financial Services INC.Broker
April 2015 - Present · 11 yrs 1 mo
UBS Financial Services INC.
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Oppenheimer & CO. INC.
November 2014 - May 2015 · 6 mos
Oppenheimer & CO. INC.Broker
July 2013 - May 2015 · 1 yr 10 mos
Morgan Stanley
June 2009 - July 2013 · 4 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2013 · 4 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
October 2007 - April 2008 · 6 mos
Citigroup Global Markets INC.
September 2007 - April 2008 · 7 mos
Campbell Williams, INC.
February 2001 - December 2008 · 7 yrs 10 mos
State Registrations28 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.