Jason Wooten is a registered investment advisor, based in Charlotte, NC, with 18 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jason is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Marketing Corporation
July 2019 - Present · 6 yrs 10 mos
Vanguard Advisers, INC.
July 2019 - Present · 6 yrs 10 mos
Vanguard Marketing CorporationBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Advice and Planning Services
August 2017 - May 2019 · 1 yr 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2017 - May 2019 · 1 yr 9 mos
PNC Investments
February 2014 - May 2017 · 3 yrs 3 mos
PNC InvestmentsBroker
February 2014 - May 2017 · 3 yrs 3 mos
TD Ameritrade, INC.
October 2008 - February 2014 · 5 yrs 4 mos
Amerivest Investment Management, LLC
October 2008 - February 2014 · 5 yrs 4 mos
TD Ameritrade, INC.Broker
October 2008 - February 2014 · 5 yrs 4 mos
Strategic Advisers, INC.
December 2007 - October 2008 · 10 mos
Fidelity Brokerage Services LLCBroker
February 2007 - October 2008 · 1 yr 8 mos
State Registrations3 states
NCOHTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.