Joseph Warsecke is a CFP-designated registered investment advisor at Spc, based in Plymouth, MI, with 19 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
Plymouth, MI
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph provides financial services through MBC Financial Services. He is also an independently licensed insurance agent appointed with various insurance companies, dedicating a few hours per week. Joseph is also a member of W Financial Group, LLC, which is currently inactive and requires minimal time.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Sigma Financial Corporation
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Timothy Rosiak, CFPSpc
- Haley Hernandez, CFPSavant Wealth Management
- Brian Dover, CFPEdward Jones
- Kevin Kral, CFP, PFSKral Financial Advisors, LLC
- Sara Rogozan-Deal, CFPCitizens Securities, INC.
- Kevin Mcdevitt, CFPUBS Financial Services INC.